Session 30. Real Algebraic Geometry, applications and related topics

Convexifying positive polynomials and s.o.s. approximation

Stanisław Spodzieja, University of Łódź,, Poland
The talk is based on the joint work with Krzysztof Kurdyka
Important problems of real algebraic geometry are representations of non-negative polynomials on closed semialgebraic sets. Recall the 17th Hilbert problem (solved by E. Artin (1927)): if $f\in \mathbf{\mathbb{R}}[x]$ is non-negative on $\mathbf{\mathbb{R}}^n$, then $fh^2=h_1^2+\cdots+h_m^2 \hbox{ for some $h,h_1,\ldots,h_m\in \mathbf{\mathbb{R}}[x]$, $h\ne 0$,}$ that is, $f$ is a sum of squares of rational functions. If $f$ is homogeneous and $f(x)>0$ for $x\ne 0$, B. Reznick (1995) proved that the polynomial $(x_1^2+\cdots+x_n^2)^Nf(x)$ is a sum of even powers of linear functions provided $N\in\mathbb{Z}$ is sufficiently large. Let $X\subset \mathbf{\mathbb{R}}^n$ be a {closed basic semialgebraic set} defined by $g_1,\ldots,g_r\in \mathbf{\mathbb{R}}[x]$, i.e., $X=\{x\in \mathbf{\mathbb{R}}^n:g_1(x) \ge 0,\ldots,g_r(x)\ge 0\}$. The {preordering} generated by $g_1,\ldots,g_r$ denoted by $T(g_1,\ldots,g_r)$ is defined to be the set of polynomials of the form $\sum_{e\in\{0,1\}^r}\sigma_e g_1^{e_1}\cdots g_r^{e_r}$, where $\sigma_e\in \sum \mathbf{\mathbb{R}}[x]^2$ for $e\in\{0,1\}^r$ and $\sum \mathbf{\mathbb{R}}[x]^2$ denotes the set of sums of squares (s.o.s.) of polynomials from $\mathbf{\mathbb{R}}[x]$. Natural generalizations of the above theorem of Artin are the Stellensätze of J.-L. Krivine (1964), D. W. Dubois (1969), and J.-J. Risler (1970). When the set $X$ is compact, a very important result was obtained by K.Schmüdgen (1991): every strictly positive polynomial $f$ on $X$ belongs to $T(g_1,\ldots,g_r)$. C. Berg, J. P. R. Chris\-ten\-sen and P. Ressel (1976) and J. B. Lasserre and T. Netzer (2007) proved that any polynomial $f$ which is non-negative on $[-1,1]^n$ can be approximated in the $l_1$-norm by sums of squares of polynomials. In this connection J. B. Lasserre (2008) obtained a result on approximation in the $l_1$-norm of convex polynomials provided that $g_1,\ldots,g_r$ are concave.

We show that a polynomial $f\in \mathbf{\mathbb{R}}[x]$ is non-negative on the set $X$, if and only if $f$ can be approximated uniformly on compact sets by polynomials of the form $\sigma_0+\varphi(g_1)\cdot g_1+\cdots +\varphi(g_r)\cdot g_r$, where $\sigma_0\in \mathbf{\mathbb{R}}[x]^2$ and $\varphi\in\mathbf{\mathbb{R}}[t]^2$. Moreover, if $X$ is a convex set such that $0\not\in X$, and $d$ is a positive even number such that $d>\deg f$, then the above conditions are equivalent to: for any $a>0$ there exists $N_0\in\mathbf{\mathbb{N}}$ such that for any integer $N\ge N_0$ the polynomial $\varphi_N(x)=(1+|x|^2)^N(f(x)+a|x|^{d})$ is a strictly convex function on $X$.

Additionally, we give necessary and sufficient conditions for the existence of an exponent $N\in\mathbb{N}$ such that $(1+|x|^2)^Nf(x)$ is a convex function on $X$.

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